• Continuing obligations for listed companies under the Financial Conduct Authority’s Listing Rules and Disclosure and Transparency Rules, and for AIM companies under the AIM Rules for Companies
  • Governance regimes for listed and AIM companies, including the UK Corporate Governance Code and the QCA’s Corporate Governance Code for SMEs
  • The application of rules under the Market Abuse Regulation to listed and AIM companies, including procedures for ensuring the timely announcement of information to the market, the maintenance of ‘insider lists’ and the institution of a dealing code for Persons Discharging Managerial Responsibilities (PDMRs) and other company employees
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