Topics covered include:

  • The roles of COLP and COFA - an explanation or reminder
  • Compliance materials and reporting obligations
  • The Code of Conduct and the Accounts Rules - likely breaches
  • The duties to monitor, record and possibly report
  • Compliance update, including the GDPR
Matthew Moore

Matthew Moore

Details and courses

Very good delivery of material. Was engaged throughout the day, thanks. 

Very informative and interesting day. 

Available dates (3)
Tue 3 Mar 2020 - 9:30AM Leeds Members save up to 50% off training£510
Thu 2 Apr 2020 - 9:30AM Bristol £510
Wed 20 May 2020 - 9:30AM London £510
Purchase course documentation
Course Notes - COLPs, COFAs and Managing Compliance 2019 £120

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