Topics covered include:

  • The roles of COLP and COFA - an explanation or reminder
  • Compliance materials and reporting obligations
  • The Code of Conduct and the Accounts Rules - likely breaches
  • The duties to monitor, record and possibly report
  • Compliance update, including the GDPR
Matthew Moore

Matthew Moore

Details and courses

Very good delivery of material. Was engaged throughout the day, thanks. 

Very informative and interesting day. 

Available dates (1)
Wed 16 Sep 2020 - 9:30AM Virtual Classroom Become a VIP and get your first 3 hours' FREE£480
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Course Notes - COLPs, COFAs and Managing Compliance 2019 £120

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