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Course SRA Handbook: Are You Ready for the Changes?

Overviewnew


The new ‘Standards and Regulations’ regime which will replace the current SRA Handbook is due to take effect during the first part of 2019. This is a regulatory development that no firm can afford to ignore. This detailed half-day course will cover the changes that have been made to the regulatory regime and explain what they will mean for you and your firm. The revised publication is much shorter in length and marks a deliberate move towards principles-based, as opposed to rules-based, regulation. We will consider quite what this more open-ended approach will mean in practice and what changes firms should therefore make to their internal management arrangements to ensure continued compliance. This course should be seen as a “must” for COLPs, COFAs and anyone else with compliance responsibilities.

This practical course covers:

  • The background to the changes – why was there a need to change and who was consulted?
  • The seven principles
  • The two new codes of conduct
  • The revised Accounts Rules
  • The SRA’s likely approach to enforcement
  • Sources of guidance
  • Practical steps to take now”

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Details


Type
Course
Level
Update
CPD
3 hours
SRA

Fees


£105.00
Package Price
Click here for details

£240.00
Non Member

(Excluding VAT)

Speakers


Tracey CalvertDetails
Matthew MooreDetails

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Book

Tue 12 Feb 2019 Book

14:00 | Birmingham
Matthew Moore

Thu 28 Feb 2019 Book

14:00 | Exeter
Tracey Calvert

Thu 07 Mar 2019 Book

14:00 | London
Tracey Calvert

Wed 20 Mar 2019 Book

14:00 | Southampton
Tracey Calvert

Thu 21 Mar 2019 Book

14:00 | Manchester
Matthew Moore

Thu 28 Mar 2019 Book

14:00 | York
Matthew Moore

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