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The Financial Conduct Authority is responsible for regulating the financial services sector, which comprises 56,000 firms employing over 2.2 million people. Lawyers advising firms in this sector need to understand its approach to regulation.
This half day course is aimed at:
• Lawyers, both in-house and in practice, who advise in connection with FCA regulation
• Non-lawyers working for authorised firms who want to understand the principles which underpin the compliance regimes in which they operate
It will provide an overview and introduction to the theory and practice of the FCA regime and will particularly focus on:
£112.50Package PriceClick here for details
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Tue 20 Aug 2019
Mon 30 Sep 2019
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