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The Financial Conduct Authority is responsible for regulating the financial services sector, which comprises 56,000 firms employing over 2.2 million people. Lawyers advising firms in this sector need to understand its approach to regulation.
This half day course is aimed at:
• Lawyers, both in-house and in practice, who advise in connection with FCA regulation
• Non-lawyers working for authorised firms who want to understand the principles which underpin the compliance regimes in which they operate
It will provide an overview and introduction to the theory and practice of the FCA regime and will particularly focus on:
£105.00Package PriceClick here for details
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Thu 14 Feb 2019
Thu 07 Mar 2019
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