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Course SRA Handbook: Are You Ready for the Changes?

Overviewnew


The new ‘Standards and Regulations’ regime which will replace the current SRA Handbook will come into force on 25 November 2019. This is a regulatory development that no firm can afford to ignore. This detailed half-day course will cover the changes that have been made to the regulatory regime and explain what they will mean for you and your firm. The revised publication is much shorter in length and marks a deliberate move towards principles-based, as opposed to rules-based, regulation. We will consider quite what this more open-ended approach will mean in practice and what changes firms should therefore make to their internal management arrangements to ensure continued compliance. This course should be seen as a “must” for COLPs, COFAs and anyone else with compliance responsibilities.

This practical course covers:

  • The background to the changes – why was there a need to change and who was consulted?
  • The seven principles
  • The two new codes of conduct
  • The revised Accounts Rules
  • The SRA’s likely approach to enforcement
  • Sources of guidance
  • Practical steps to take now”

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Details


Type
Course
Level
Update
CPD
3 hours
SRA

Fees


£112.50
Package Price
Click here for details

£255.00
Non Member

(Excluding VAT)

Speakers


Tracey CalvertDetails
Matthew MooreDetails

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Book

Tue 23 Jul 2019 Book

14:00 | London
Tracey Calvert

Mon 02 Sep 2019 Book

14:00 | Southampton
Tracey Calvert

Fri 06 Sep 2019 Book

14:00 | Sheffield
Tracey Calvert

Tue 10 Sep 2019 Book

14:00 | Bristol
Tracey Calvert

Wed 02 Oct 2019 Book

14:00 | Cambridge
Tracey Calvert

Wed 16 Oct 2019 Book

14:00 | Carlisle
Matthew Moore

Wed 16 Oct 2019 Book

14:00 | London
Tracey Calvert

Thu 31 Oct 2019 Book

14:00 | Birmingham
Matthew Moore

Wed 06 Nov 2019 Book

14:00 | London
Matthew Moore

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