- Update/Intermediate *3 hours CPD
The Code of Conduct took effect on the 1st July 2007. This course examines the most important elements of the new rules and their accompanying guidance. Expert analysis shows the likely application of the principles to practices of all types. Practical examples and advice bring the subject to life, with the main aim being to enable practices to determine the steps needed to ensure compliance with the new regime. With all the signs suggesting a more active enforcement regime of the new provisions by the SRA, this is an area that no practice can afford to ignore.
- A general introduction to the revision process and the changing regulatory structure
- A detailed examination of the major changes, including client relations, business management, equality and diversity, and conflicts and confidentiality
- An overview of the remaining rules
- Advice on how to implement processes and procedures to assist with code compliance
The Solicitors’ Code of Conduct Rule 5 makes the effective running of the firm a matter of professional conduct, requiring partners ‘to be able to produce evidence of a systematic and effective approach to management’. It requires effective systems for supervision, risk management and delegation, and expects training to ensure the competence of all personnel in performing their duties. This course will help you meet this requirement.