Financial Promotion - Webinar

 
Your Office  17 February 2012  01:00 pm - 02:30 pm

  • Intermediate
Commercial lawyers should be able to recognise promotional content in a financial or corporate transaction and understand the key exemptions available to avoid breaching the prohibition under section 21 of FSMA. This session demystifies the legislation, providing the practitioner with a more instinctive understanding of the rules and guidance.
  • The s.21 prohibition
  • What is financial promotion – communication, invitation or inducement, ‘made or directed’?
  • The technical distinctions of solicited/unsolicited and real time/non real time communications
  • Key exemptions under the Financial Promotion Order
  • The penalties for breach
  • FSA resources and guidance
  • Examples, case studies and proposals for reform

Ed Davies is a legal learning and development professional who has designed, written and delivered courses for the leading law schools, commercial know-how providers and independently. Following an academic background in law and economics he qualified as a solicitor in the City, working for Freshfields, Olswang and the FSA. He later worked extensively with the Practical Law Company as a freelance training consultant. His specialisations include company law, corporate compliance, corporate finance and contract law.
Fees (ex VAT)

CLT Member Fee
£75.00

Non Member Fee £150.00
Locations & Dates